The Association of Space Explorers' (ASE) Committee on Crew Safety and Technology Development has provided this material to the X Prize Foundation as critical vehicle, crew/passenger and public safety issues that should be addressed prior to any attempt to fly sub-orbital vehicles under the auspices of the X Prize competition. The ASE will not endorse or certify the safety of any X Prize contestant or vehicle. This documentation is advisory in nature and it will be the prerogative of the X Prize Foundation to accept any, none, or all of the recommendations set forth herein. These recommendations are based on the premise that the X Prize competition is a pioneering activity and that some risk to contestants and vehicles is acceptable, provided that third party risks are identified, addressed and resolved satisfactorily relative to pertinent host country regulations and statutes.

The X-Prize Foundation should supply registrants with an initial safety questionnaire that must be completed to the Foundation's satisfaction as far in advance of the flight attempt as possible. This questionnaire should attempt to demonstrate through its written answers and supporting documentation, the safety competence of the registrant by exploring his/her understanding of relevant safety performance standards. A second, and final, pre-flight safety questionnaire must be completed to the Foundation's satisfaction just prior to an official attempt to win the prize. This questionnaire should attempt to demonstrate through its written answers and supporting documentation that the relevant safety performance standards have been met by the registrant. The completed questionnaires and supporting documentation will be reviewed by an independent outside group that has professional expertise in space flight safety. For liability purposes, the X-Prize Foundation will have the final authority on any registrant contractual issues, including the safety program.

PLEASE NOTE:

1. On the first launch of an X-Prize vehicle, ONLY essential crew members shall be carried. If this crew size is greater than one, the contestant shall be required to justify the need for the additional individuals. The first launch need not be a competitive event under the auspices of the X-Prize competition, but must be appropriately documented if it is not.

2. A higher level of escape capability/survival provisions will be required for any passengers carried on competitive flights than would be necessary for the (command) pilot alone.

Safety Criteria and Performance Standards that must be addressed by registrants: see the following pages.

1. Ground Safety

   

a. Hazardous materials handling and accident prevention and mitigation.

a-1. Demonstrate understanding and intent to comply with applicable launch site host nation safety regulations.

a-2. Demonstrate compliance.

b. Public access to servicing or launch vehicle areas.

b-1. Demonstrate the ability to develop and maintain a safety awareness program, to analyze potential hazards, and to maintain clear danger zones during safety- critical operations (includes both viewing considerations and general contractor accessibility).

b-2. Demonstrate a safety awareness program, hazards analysis, and dangers zones.

c. Proximity to inhabited areas.

c-1. Demonstrate understanding and intent to comply with applicable launch site host nation energetic materials quantity-distance regulations.

c-2. Demonstrate compliance.

d. Electromagnetic interference (EMI)/compatibility (EMC).

d-1. Demonstrate an understanding and intent to conduct EMC/EMI vulnerability analysis and comply with applicable launch site host nation regulations on electromagnetic emissions.

d-2. Demonstrate results analysis and compliance.

e. Ionizing radiation protection.

(Applicable only if ionizing radiation source(s) included in vehicle or support equipment.)

e-1. Demonstrate understanding and intent to comply with applicable launch site host nation ionizing radiation safety regulations.

e-2. Demonstrate compliance.

f. Environmental protection.

f-1. Demonstrate understanding and intent to comply with applicable launch site host nation environmental policy/ regulations.

f-2. Demonstrate compliance.

2. Launch Safety

   

a. Launch authority.

a-1. Demonstrate an understanding of launch authority, management responsibility relative to launch authority, and the intent to comply with applicable launch site host nation regulations.

a-2. Identify management responsibility relative to launch authority and demonstrate compliance.

b. Abort systems on the pad.

b-1. Demonstrate understanding of launch pad abort scenarios and means to mitigate the hazards.

b-2. Demonstrate ability to safe the launch vehicle within __ minutes from abort declaration.

c. Debris hazards.

c-1. Demonstrate understanding of debris hazards in launch area and means to prevent personnel injury and damage to public property.

c-2. Demonstrate ability to contain debris in launch area.

d. Escape systems and contingency life support.

d-1. Demonstrate an understanding and intent to provide for crew and passenger escape and life support in all identified off-nominal events.

d-2. Demonstrate the ability of the crew and passenger(s) to perform an unaided escape of the vehicle and the ability of the life support system to function in all identified off-nominal events.

e. Contingency and emergency planning.

e-1. Demonstrate an understanding and intent to develop and comply with a contingency and emergency preparedness plan.

e-2. Develop a contingency and emergency preparedness plan and demonstrate its adequacy and the ability to comply with it.

f. Local fire department, police, medical/hospital plans and operations.

f-1. Demonstrate an understanding and intent to coordinate required emergency support as required by the contingency and emergency preparedness plan.

f-2. Demonstrate, through the contingency and emergency preparedness plan, coordination of required emergency support.

3. Flight Safety

   

a. Control of nominal flight hazards.

a-1. Demonstrate ability to identify and control the migration of toxic vapors (including nominal venting and plume) and the location of staged vehicle hardware recovery sites in the downrange launch corridor.

a-2. Demonstrate the control of toxic vapors ( including nominal venting and plume) and the location of staged vehicle hardware recovery sites in the downrange launch corridor.

b. Control of off-nominal flight hazards.

b-1. Demonstrate an understanding and intent to use a flight termination system , vehicle system, or crew procedure to reliably control errant flight and the impact effects of propellant-bearing hardware within the agreed to downrange corridor.

b-2. Demonstrate how a flight termination system, vehicle system, or crew procedure will reliably control errant flight and minimize the impact effects of propellant-bearing hardware within the agreed to downrange launch corridor.

c. Intact abort.

c-1. Demonstrate an understanding and intent to provide the ability to abort the launch and return it intact, to a planned or contingency landing site.

c-2. Demonstrate the ability to abort the launch and return it intact, to a planned or contingency landing site.

d. Airspace and air traffic control.

d-1. Demonstrate an understanding of the need to comply and work within the launch site host nation airspace and air traffic control regulations and systems during all flight regimes.

d-2. Demonstrate compliance and the ability to work within the launch site host nation airspace and air traffic control regulations and systems, including the vehicle being equipped with an operating Air Traffic Control Radar Beacon System (ATCRBS) transponder with Mode C and altitude reporting capability up to FL 700, or equivalent host nation equipment.

e. Debris hazards.

e-1. Demonstrate understanding of debris hazards in downrange corridor and means to prevent personnel injury and damage to public property.

e-2. Demonstrate ability to contain debris in downrange corridor.

f. Trajectory and landing site predictions.

f-1. Demonstrate an understanding and intent to predict vehicle trajectory during powered flight and landing regimes.

f-2. Demonstrate predictions of vehicle trajectory and landing site, including methods used to make the predictions.

4. Landing Safety

   

a. Compliance with applicable range safety requirements.

a-1. Demonstrate an understanding and intent to comply with applicable launch site host nation range safety requirements.

a-2. Demonstrate compliance.

b. Vehicle safing after landing.

b-1. Demonstrate an understanding and intent to safe the vehicle after landing to protect landing site personnel and public.

b-2. Demonstrate the ability to safe the vehicle after landing to protect landing site personnel and public.

c. Toxic vapors/hazardous systems controls.

c-1. Demonstrate an understanding of the hazards and intent to protect personnel and the public from toxic vapors and hazardous systems in the post-landing regime.

c-2. Demonstrate the ability to control toxic vapors and hazardous systems throughout the post-landing regime to protect landing site personnel and public.

d. Electromagnetic emissions.

d-1. Demonstrate an understanding and intent to comply with applicable launch site host nation regulations on electromagnetic emissions.

d-2. Demonstrate compliance.

e. Post-landing recovery systems.

e-1. Demonstrate an understanding of vehicle recovery systems and scenarios and the intent to provide for safe recovery of the vehicle to the launch site from all potential landing sites.

e-2. Demonstrate the ability to safely recover the vehicle and return it to the launch site from all potential landing sites.

5. Mission Control

   

a. Protect the public, property, and launch landing site facilities and personnel.

a-1. Demonstrate an understanding and intent to comply with applicable launch site host nation commercial launch site and landing site regulations and/or range safety requirements throughout all flight regimes.

a-2. Demonstrate compliance.

b. Development and compliance with mission rules.

b-1. Demonstrate an understanding of the need for mission rules and the management structure and discipline required to comply with such rules.

b-2. Demonstrate mission rules and the associated management structure and discipline.

c. Crew and passenger selection, health, and training.

c-1. Demonstrate an understanding and intent to manage crew and passenger selection, health screening in light of flight regime, and adequacy of training.

c-2. Demonstrate management of crew and passenger selection process, health screening, and adequacy of training.

d. Telemetry/systems monitoring and mission control.

d-1. Demonstrate an understanding and intent to provide mission monitoring capability through all flight regimes.

d-2. Demonstrate ability to provide mission monitoring capability through all flight regimes.

e. Flight termination decision criteria and authority.

e-1. Demonstrate an understanding of the need for flight termination decision criteria and the management structure, authority, responsibilities, and knowledge needed to implement a real-time decision making process.

e-2. Demonstrate the existence of understood flight termination decision criteria and the associated management structure, authority, responsibilities, and knowledge.

f. Crew rescue.

f-1. Demonstrate an understanding of the need and intent to develop the capability to conduct crew rescue for identified off-nominal scenarios.

f-2. Demonstrate the ability to conduct crew rescue.

g. Weather constraints.

g-1. Demonstrate an understanding and intent to develop and comply with self-imposed and launch facility/range weather constraints on launch, flight, and landing.

g-2. Identify self-imposed weather-related launch constraints and compliance with launch facility/range weather constraints, including the requirement that AT THE TIME OF LAUNCH COMMIT, the landing site weather will be acceptable, and forecast to remain so for the projected time of landing and for two hours thereafter.

6. Vehicle Design Safety

   

a. Factors of safety.

a-1. Demonstrate an understanding of factors of safety (including design versus achieved) and the intent to include them in vehicle design.

a-2. Demonstrate adequate factors of safety through presentation of test or analysis results.

b. Reliability of safety critical systems.

b-1. Identify the methods that will be used to provide for, and verify the reliability of safety critical systems (e.g., similar and dissimilar redundancy, as appropriate).

b-2. Demonstrate that design is such that no combination of two (2) failures, or two (2) operator errors, or one of each can result in loss of life.

c. Safety risk assessment.

c-1. Demonstrate ability to identify, assess, and prioritize (by probability and severity of consequences) safety risks in all phases of vehicle operation.

c-2. Present a prioritized listing of operational safety risks.

d. Inadvertent operation.

d-1. Demonstrate the capability of the vehicle systems to inhibit inadvertent operations.

d-2. Demonstrate that design is such that inadvertent operations which could result in a loss of life are controlled by a minimum of three (3) independent inhibits.

e. Fire suppression.

e-1. Demonstrate an understanding of pad and crew compartment fire hazards and the intent to provide for appropriate fire suppression throughout the launch and post-launch regimes.

e-2. Demonstrate the ability to safely suppress a fire in the crew compartment and on the pad throughout the launch and post-launch regimes.

f. Verification and validation.

f-1. Demonstrate method that will be used for verification and validation of the safety critical design functions.

f-2. Demonstrate verification and validation of the safety critical design functions.

g. Independent Verification and Validation (IV&V).

g-1. Identify any intent to perform IV&V on flight control and safety critical software.

g-2. Present results of any IV&V on flight control and safety critical software.

h. Failure Modes and Effects Analysis (FMEA).

h-1. Demonstrate an understanding of the need for FMEA, including issues of redundancy, degraded operations modes, early propulsion termination, etc.

h-2. Demonstrate the level of FMEA performed and present results and rationales.

i. Hazard Analysis (HA).

i-1. Demonstrate an understanding of the need for HA, including potential causes, consequences, probability of events, controls, and control verification methods.

i-2. Demonstrate the level of HA performed and present results of those that have loss of life consequences.

j. Software safety.

j-1. If not included in the HA, demonstrate the understanding and ability to conduct an analysis of safety critical software components, including potential hazards, consequence, likelihood, controls, and verification of controls.

j-2. If not included in the HA, present the results of an analysis of safety critical software components.

k. Life support.

k-1. Demonstrate an understanding of the need to design and build reliable life support systems that will perform safely through all flight regimes, contingency aborts, escape, and post-landing operations.

k-2. Demonstrate the design and reliability of life support systems.

l. Escape systems.

l-1. Demonstrate an understanding of crew escape systems and the off-nominal conditions under which the systems would be employed to assure crew safety.

l-2. Demonstrate capability of crew escape systems.

m. Communications systems.

m-1. Demonstrate an understanding of the need for communications systems to comply with launch site host nation regulations on electromagnetic emissions.

m-2. Demonstrate communications systems compliance with launch site host nation regulations on electromagnetic emissions.


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